Partners
PartnersRegulation & compliance
Understand how regulatory requirements affect your activities, products and processes. We translate complex questions into practical next steps: what applies, what it means for the business, and what to do about it.
What we cover
Understand how regulatory requirements affect your activities, products and processes.
- Licensing, registration and perimeter questions for financial and insurance activities
- Regulatory analyses of new products, services and distribution models
- Internal policies, procedures and compliance frameworks
- Regulatory change: what a new rule means for your business and what to adjust
- Preparation for examinations and responses to regulator inquiries
- Governance, outsourcing and third-party risk requirements
A typical matter
A product team wants to launch in a new state. We map the licensing and conduct requirements, the AI works through the rulebooks and your existing policies, and the attorney delivers an analysis with a clear go/no-go and the policy changes needed, priced before we start.
What you receive
- Regulatory analyses
- Internal policies
- Action plans
Who instructs us
Representative matters
· Pension fund
Scaling claims handling for a pension fund with over US$38 billion in assets
Other practice areas
Startup Law
Formation, financing and the contracts a young company runs on, at fixed fees agreed before we start.
Startup LawFunds & transactions
Bring structure to document-intensive matters and the legal work behind your next transaction.
Funds & transactionsContracts & negotiations
Draft and review the agreements behind your business, from client mandates to technology and outsourcing.
Contracts & negotiationsData, technology & AI
Privacy, data protection and the legal questions behind technology and AI in your business.
Data, technology & AIInsurance
Policy wordings, coverage questions and claims, for insurers, intermediaries and the companies they insure.
Insurance